Daniel J. Greene
Professional summary
Daniel James Greene, who also goes by Daniel Greene, is a registered financial professional currently at LLOYDS SECURITIES located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2023. Daniel has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Greene's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2023 - Present
LLOYDS SECURITIES
Office #1: 1095 Avenue Of The Americas, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2023)
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(2/28/2023)
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Exams
Series 7TO
Date: 10/17/2023
General Securities Representative ExaminationSeries 79TO
Date: 2/28/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LLOYDS SECURITIES
CRD#: 154515 / SEC#: , 8-68647
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LLOYDS AMERICA SECURITIES CORPORATION | SHAREHOLDER-COMMON STOCK | |
| CRAWFORD, SUSAN ADELAIDE | HEAD OF RISK | 7415877 |
| FALLAN, WESLEY ROBERT | PRESIDENT OF LLOYDS SECURITIES | 6313069 |
| HOUGHTON, ROSS ANDREW | CHIEF FINANCIAL OFFICER, NA | 6493863 |
| MANSFIELD, WILLIAM RENICK JR | CEO AND COUNTRY HEAD, LLOYDS BANK CORPORATE MARKETS, NORTH AMERICA | 1398078 |
| NADEL, MITCHELL NEIL | HEAD OF FINANCIAL MARKETS | 6157639 |
| ROWLANDS, MARK KEITH | PRINCIPAL FINANCIAL OFFICER & TREASURER | 6601550 |
| SMITH, KELVINA MONIQUE | CHIEF LEGAL OFFICER, LSI | 7419693 |
| STEINBERG, MICHAEL NMN | CHIEF COMPLIANCE OFFICER | 1062776 |
| TRYPHONIDES, NICHOLAS | PRINCIPAL OPERATIONS OFFICER (POO), SECRETARY | 6446246 |
Red Flags
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