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William Renick Mansfield Jr

LLOYDS SECURITIES
NEW YORK, NY
·CRD# 1398078·41 years experience

Professional Summary

William Renick Mansfield JR, who also goes by Bill Renick Mansfield, is a registered financial advisor currently at LLOYDS SECURITIES located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 24 and Series 12 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Renick Mansfield

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

LLOYDS SECURITIES·CRD# 154515
BD
1095 Avenue Of The Americas, New York, NY 10036
May 10, 2024 - Present
MUFG SECURITIES (CANADA), LTD.·CRD# 281904
BD
New York, NY
June 10, 2016 - October 17, 2017
MUFG SECURITIES AMERICAS INC.·CRD# 19685
BD
New York, NY
April 12, 2013 - July 3, 2023
RABO SECURITIES USA, INC.·CRD# 122657
BD
New York, NY
April 1, 2003 - April 16, 2013
BOSTON PARTNERS SECURITIES, L.L.C.·CRD# 2998
BD
Boston, MA
November 3, 2000 - March 11, 2003
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
November 3, 1997 - November 24, 1998
CIBC WOOD GUNDY SECURITIES CORP.·CRD# 3801
BD
New York, NY
July 9, 1997 - November 3, 1997
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
November 1, 1993 - August 30, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 25, 1985 - July 27, 1989

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Current Firm

LS
LLOYDS SECURITIES

LLOYDS SECURITIES | LLOYDS SECURITIES INC.

CRD#: 154515 / SEC#: 8-68647
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1095 Avenue Of The Americas, New York, NY 10036

Mailing Address

1095 Avenue Of The Americas, New York, NY 10036

Phone Number

(212) 450-0800

Established

Delaware since 03/11/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LLOYDS AMERICA SECURITIES CORPORATIONSHAREHOLDER-COMMON STOCK—
FALLAN, WESLEY ROBERTPRESIDENT OF LLOYDS SECURITIES6313069
FRIIS, PIACHIEF LEGALOFFICER/CHIEF RISKOFFICER5171132
HILTON, ANNE DEBORAHCHIEF COMPLIANCE OFFICER7061903
HOUGHTON, ROSS ANDREWCHIEF FINANCIAL OFFICER, NA6493863
MANSFIELD, WILLIAM RENICK JRCEO OF NORTH AMERICA FOR LLOYDS BANK CORPORATE MARKETS NORTH AMERICA1398078
NADEL, MITCHELL NEILHEAD OF FINANCIAL MARKETS6157639
ROWLANDS, MARK KEITHPRINCIPAL FINANCIAL OFFICER & TREASURER6601550
TRYPHONIDES, NICHOLASPRINCIPAL OPERATIONS OFFICER (POO), SECRETARY6446246

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/12/2025)
RR
Alaska
(4/9/2025)
RR
Arizona
(5/10/2024)
RR
Arkansas
(5/22/2025)
RR
California
(5/10/2024)
RR
Colorado
(4/25/2025)
RR
Connecticut
(6/18/2025)
RR
Delaware
(5/8/2025)
RR
District of Columbia
(6/17/2025)
RR
Florida
(5/10/2024)
RR
Georgia
(4/14/2025)
RR
Hawaii
(6/13/2025)
RR
Idaho
(4/29/2025)
RR
Illinois
(5/10/2024)
RR
Indiana
(7/28/2025)
RR
Iowa
(4/9/2025)
RR
Kansas
(4/9/2025)
RR
Kentucky
(4/17/2025)
RR
Louisiana
(5/10/2024)
RR
Maine
(4/10/2025)
RR
Maryland
(4/21/2025)
RR
Massachusetts
(7/30/2025)
RR
Michigan
(4/15/2025)
RR
Minnesota
(7/23/2025)
RR
Mississippi
(4/30/2025)
RR
Missouri
(6/27/2025)
RR
Montana
(4/18/2025)
RR
Nebraska
(4/14/2025)
RR
Nevada
(4/9/2025)
RR
New Hampshire
(5/29/2025)
RR
New Jersey
(4/9/2025)
RR
New Mexico
(6/25/2025)
RR
New York
(5/10/2024)
RR
North Carolina
(4/15/2025)
RR
North Dakota
(7/29/2025)
RR
Ohio
(5/11/2024)
RR
Oklahoma
(4/9/2025)
RR
Oregon
(5/10/2024)
RR
Pennsylvania
(4/10/2025)
RR
Puerto Rico
(7/18/2025)
RR
Rhode Island
(4/9/2025)
RR
South Carolina
(4/9/2025)
RR
South Dakota
(4/10/2025)
RR
Texas
(5/10/2024)
RR
Utah
(4/15/2025)
RR
Vermont
(4/21/2025)
RR
Virgin Islands
(4/29/2025)
RR
Virginia
(5/10/2024)
RR
Washington
(5/19/2025)
RR
West Virginia
(5/1/2025)
RR
Wisconsin
(4/9/2025)
RR
Wyoming
(4/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1989About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Jul 2005About the Series 24 exam

Series 12 — NYSE Branch Manager Examination

Passed Jul 1995
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Renick Mansfield JR's CRS (Customer Relationship Summary).

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