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Elena Ulansky

M.M. DILLON & CO.
GREENWICH, CT
·CRD# 7654267·3 years experience

Professional Summary

Elena Ulansky, who also goes by Yelena Ulanitskaya, is a registered financial advisor currently at M.M. DILLON & CO. LLC located in Greenwich, Connecticut. Elena is registered as a RR (Registered Representative) and started their career in finance in 2023. Elena has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yelena Ulanitskaya

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

M.M. DILLON & CO. LLC·CRD# 19878
BD
One Sound Shore Drive Suite 103, Greenwich, CT 06830
June 12, 2023 - Present
OCEANUS SECURITIES, LLC·CRD# 133798
BD
New York, NY
January 19, 2023 - October 31, 2023

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Current Firm

MD
M.M. DILLON & CO. LLC

C.E. PFEIFER & CO., INC. | M.M. DILLON & CO. LLC | C.E. PFEIFER LLC

CRD#: 19878 / SEC#: 8-37893
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Sound Shore Drive Suite 103, Greenwich, CT 06830

Mailing Address

One Sound Shore Drive Suite 103, Greenwich, CT 06830

Phone Number

(203) 569-6800

Established

Delaware since 03/26/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
C. E. PFEIFER HOLDINGS, LLCHOLDING COMPANY—
MCCARTY, MICHIEL CLEVECHAIRMAN & CEO1061313
ESPINAL, MICHAELCHIEF COMPLIANCE OFFICER1947563

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(6/12/2023)
RR
Florida
(2/7/2025)
RR
New York
(3/20/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Elena Ulansky's CRS (Customer Relationship Summary).

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