Alicia J. Marsh
Professional summary
Alicia Jeanne Marsh, who also goes by Alicia J Marsh, Alicia Marsh, Alicia Marsh-evans, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Lakewood, Washington and FIRST COMMAND BROKERAGE SERVICES, INC. located in Dupont, Washington.
Alicia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alicia has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alicia Jeanne Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 1000 Station Dr Ste 215, Dupont, WA 98327May 15, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1000 Station Drive Suite 215, Dupont, WA 98327December 21, 2022 - February 28, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2023)
(6/27/2023)
Exams
Series 7TO
Date: 5/15/2023
General Securities Representative ExaminationSeries 6TO
Date: 12/21/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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