Alyson H. Dix
Professional summary
Alyson Heather Dix, who also goes by Alyson Dedecker, Heather Dedecker, Alyson Heather Dix, Alyson Heather Tatarian, Heather Tatarian, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Menomonee Falls, Wisconsin and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Alyson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alyson has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alyson Heather Dix's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
March 7, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111November 22, 2023 - February 25, 2025
EDWARD JONES
September 29, 2023 - February 25, 2025
EDWARD JONES
November 8, 2022 - September 25, 2023
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 10/26/2023
General Securities Representative ExaminationSeries 6TO
Date: 11/8/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
