Alain Nathaniel Faddegon
Professional Summary
Alain Nathaniel Faddegon is a registered financial advisor currently at OPTIVER US LLC located in Chicago, Illinois. Alain is registered as a RR (Registered Representative) and started their career in finance in 2023. Alain has worked at 1 firm and has passed the SIE and Series 57TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
OPTIVER US LLC | OPTIVER US, LLC
Contact Information
Main Address
130 E. Randolph Street Suite 800, Chicago, IL 60601Mailing Address
130 E. Randolph Street Suite 800, Chicago, IL 60601Phone Number
(312) 821-9500Established
Illinois since 08/05/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | — |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
Regulatory Event
10Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WILLIAM BLAIR
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State Registrations and Notice Filings
Exams
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CRS (Client Relationship Summary) - BD
Click below to view Alain Nathaniel Faddegon's CRS (Customer Relationship Summary).
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