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Rutger Hendrik Brinkhuis

OPTIVER US
CHICAGO, IL
·CRD# 6753961·9 years experience

Professional Summary

Rutger Hendrik Brinkhuis, who also goes by Rutger Brinkhuis, is a registered financial advisor currently at OPTIVER US LLC located in Chicago, Illinois. Rutger is registered as a RR (Registered Representative) and started their career in finance in 2017. Rutger has worked at 2 firms and has passed the SIE, Series 57 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rutger Brinkhuis

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

OPTIVER US LLC·CRD# 128030
BD
1. 130 E. Randolph Street Suite 800, Chicago, IL 606012. 130 E. Randolph St. Ste. 800, Chicago, IL 60601
May 7, 2021 - Present
AMS DERIVATIVES B.V.·CRD# 286507
BD
Amsterdam
August 1, 2017 - May 7, 2021

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Current Firm

OU
OPTIVER US LLC

OPTIVER US LLC | OPTIVER US, LLC

CRD#: 128030 / SEC#: 8-66083
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Phone Number

(312) 821-9500

Established

Illinois since 08/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER PARTNERSHIP US LPPARENT COMPANY—
BRINKHUIS, RUTGER HENDRIKCHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US6753961
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2964800
ITKIN, ALEXANDER SAMUELCHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP5967037

Disclosures

Regulatory Event

10

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Apr 2017About the Series 57 exam

Series 24 — General Securities Principal Examination

Passed Jun 2017About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Rutger Hendrik Brinkhuis's CRS (Customer Relationship Summary).

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