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Michael William Deaton

OPTIVER US
CHICAGO, IL
·CRD# 2964800·21 years experience

Professional Summary

Michael William Deaton, who also goes by Michael W Deaton, Michael Deaton, is a registered financial advisor currently at OPTIVER US LLC located in Chicago, Illinois and OPTIVER EXECUTION SERVICES LLC located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 99TO, Series 3, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael W Deaton, Michael Deaton

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

OPTIVER US LLC·CRD# 128030
BD
130 E. Randolph Street Suite 800, Chicago, IL 60601
April 8, 2019 - Present
OPTIVER EXECUTION SERVICES LLC·CRD# 316308
BD
130 E Randolph Street, Suite 1400, Chicago, IL 60601
March 1, 2023 - Present
HRT EXECUTION SERVICES LLC·CRD# 128491
BD
New York, NY
February 3, 2015 - May 1, 2018
ABN AMRO CLEARING USA LLC·CRD# 14020
BD
Chicago, IL
November 8, 2006 - January 30, 2015

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Current Firm

OE
OPTIVER EXECUTION SERVICES LLC

OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: 8-70932
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Phone Number

(312) 821-9500

Established

Illinois since 07/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY—
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / MANAGER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2024About the Series 99TO exam

Series 3 — National Commodity Futures Examination

Passed Jul 2005About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Jul 2020About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2006About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Michael William Deaton's CRS (Customer Relationship Summary).

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