Daniel C. Baxter
Professional summary
Daniel Craig Baxter, who also goes by Daniel Baxter, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Amber, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Daniel has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Craig Baxter's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2025 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 124 S. Maple St. #275, Amber, PA 19002January 9, 2023 - December 13, 2024
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2025)
Exams
Series 7TO
Date: 1/9/2023
General Securities Representative ExaminationCurrent Firm
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
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