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Meng Yang

CHAINCE SECURITIES
NEW YORK, NY
·CRD# 7630890·4 years experience

Professional Summary

Meng Yang, who also goes by James Yang, is a registered financial advisor currently at CHAINCE SECURITIES, LLC located in New York, New York and DOO FINANCIAL US, INC. located in Fort Worth, Texas. Meng is registered as a RR (Registered Representative) and started their career in finance in 2022. Meng has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Yang

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

CHAINCE SECURITIES, LLC·CRD# 10590
BD
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
June 16, 2025 - Present
DOO FINANCIAL US, INC.·CRD# 24409
BD
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
December 4, 2025 - Present
PRIME EXECUTIONS, INC.·CRD# 32889
BD
New York, NY
December 16, 2022 - April 16, 2025

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Current Firm

DF
DOO FINANCIAL US, INC.

DOO FINANCIAL US, INC. | PETER ELISH INVESTMENTS SECURITIES | PETER ELISH | ELISH & ELISH INC. | ELISH & ELISH BROKERAGE AND RESEARCH CO.

CRD#: 24409 / SEC#: 8-41551
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109

Mailing Address

5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109

Phone Number

(214) 385-2801

Established

Pennsylvania since 05/22/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOO FINANCIAL HOLDING US LIMITEDOWNER—
MCCAIN, RICHARD BARTOCFO4062238
YANCEY, CHARLES WILLIAMCEO/CCO1173660

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/21/2026)
RR
California
(2/6/2026)
RR
Colorado
(2/6/2026)
RR
Connecticut
(2/6/2026)
RR
Florida
(3/24/2026)
RR
Kansas
(2/6/2026)
RR
New Jersey
(2/6/2026)
RR
New York
(6/16/2025)
RR
North Carolina
(2/6/2026)
RR
Utah
(2/6/2026)
RR
Washington
(2/6/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2023About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2022About the SIE exam

Series 24 — General Securities Principal Examination

Passed Dec 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Meng Yang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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