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MY

Meng Yang

CHAINCE SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 7630890
MY

Professional summary

Meng Yang, who also goes by James Yang, is a registered financial professional currently at CHAINCE SECURITIES, LLC located in New York, New York and DOO FINANCIAL US, INC. located in Fort Worth, Texas.

Meng is registered as a RR (Registered Representative) and started their career in finance in 2022. Meng has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Yang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Meng Yang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020
BD
CRD#: 10590
NEW YORK, NY
Current

December 4, 2025 - Present

DOO FINANCIAL US, INC.

Office #1: 5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
BD
CRD#: 24409
Fort Worth, TX
Past

December 16, 2022 - April 16, 2025

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/6/2026)
RR
Colorado
(2/6/2026)
RR
Connecticut
(2/6/2026)
RR
Kansas
(2/6/2026)
RR
New Jersey
(2/6/2026)
RR
New York
(6/16/2025)
RR
North Carolina
(2/6/2026)
RR
Utah
(2/6/2026)
RR
Washington
(2/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/17/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DF
DOO FINANCIAL US, INC.
DOO FINANCIAL US, INC. | PETER ELISH INVESTMENTS SECURITIES | PETER ELISH | ELISH & ELISH INC. | ELISH & ELISH BROKERAGE AND RESEARCH CO.

CRD#: 24409 / SEC#: , 8-41551

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
Mailing Address
5049 Edwards Ranch Road Ste 400, Fort Worth, TX 76109
Phone number
(214) 385-2801
Established
Pennsylvania since 05/22/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOO FINANCIAL HOLDING US LIMITEDOWNER
MCCAIN, RICHARD BARTOCFO4062238
YANCEY, CHARLES WILLIAMCEO/CCO1173660

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOO FINANCIAL US, INC.

CRD#: 24409New York, NY 10020

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