Burtt R. Ehrlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burtt Reuben Ehrlich was a registered financial professional .
Burtt is a previously registered financial professional and started their career in finance in 1970. Burtt had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2015 - December 4, 2015
SECURITY RESEARCH ASSOCIATES, INC.
April 14, 2009 - December 24, 2014
AURORA CAPITAL LLC
May 2, 2007 - December 16, 2008
MATRIX U.S.A., LLC
April 6, 2006 - April 5, 2007
SPENCER CLARKE LLC
December 14, 1992 - November 30, 2004
EMAX SECURITIES, LLC
January 23, 1976 - August 21, 1991
EHRLICH-BOBER & CO., INC.
July 29, 1970 - October 27, 1971
EHRLICH-BOBER CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/30/1964
Registered Representative ExaminationSeries 40
Date: 5/2/1977
Registered Principal ExaminationCurrent Firm
SECURITY RESEARCH ASSOCIATES, INC.
CRD#: 8200 / SEC#: , 8-24626
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWIFT, BRIAN GARNER | CHAIRMAN | 441317 |
| COLLINS, TIMOTHY | PRESIDENT, CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR - CAPITAL MARKETS | 51366 |
| DE-JOUNGE, ANDERS ARENDT | OWNER | 2318841 |
| MAGOWAN, JAMES BASIL | OWNER | 5781647 |
| HAMILTON, GARY LEE | OWNER & SECRETARY | 4851778 |
| KLAGES, WILLIAM ALBERT | OWNER | 4748921 |
| LEWIS, CRAIG STOUT | OWNER | 5501107 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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