Brian Garner Swift
Professional Summary
Brian Garner Swift was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1970 - 2019. Brian had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 41, Series 16, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
BOUSTEAD CAPITAL PARTNERS | SUTTER CAPITAL PARTNERS, LLC | BOUSTEAD CAPITAL PARTNERS, LLC
Contact Information
Main Address
6 Venture Suite 395, Irvine, CA 92618Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 41 — NYSE Allied Member Examination
Passed Jul 1977Series 1 — Registered Representative Examination
Passed Feb 1969Series 00 — General Securities Principal Examination
Passed Dec 1972Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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