Jeffery Pooler
Professional summary
Jeffery Pooler, who also goes by Jeffery D'angelo Pooler Jr, Jeffery Dangelo Pooler, Jeffery Pooler Jr, is a registered financial professional currently at TD PRIVATE CLIENT WEALTH LLC located in New York, New York.
Jeffery is registered as a RR (Registered Representative) and started their career in finance in 2023. Jeffery has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffery Pooler's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017November 22, 2023 - July 31, 2026
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2026)
Exams
Series 6TO
Date: 11/22/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,697 |
| AUM (Assets Under Management) | $ 8,255,945,350 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
