Max Benjamin Pastor
Professional Summary
Max Benjamin Pastor is a registered financial advisor currently at TIME EQUITIES SECURITIES LLC located in New York, New York. Max is registered as a RR (Registered Representative) and started their career in finance in 2022. Max has worked at 1 firm and has passed the Series 63, Series 22TO, SIE and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
TIME EQUITIES SECURITIES LLC
Contact Information
Main Address
55 Fifth Avenue 15th Floor, New York, NY, 10003Mailing Address
55 Fifth Avenue 15th Floor, New York, NY 10003Phone Number
(212) 206-6011Established
New York since 08/16/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Oct 2022About the Series 22TO examSeries 39 — Direct Participation Programs Principal Examination
Passed Aug 2023About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Max Benjamin Pastor's CRS (Customer Relationship Summary).
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