CF
Catherine V. Fisher
CORE ADVISORY GROUP
Charlotte, NC 28210
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CRD#: 7618154
CF
Professional summary
Catherine Victoria Fisher is a registered financial advisor currently at CORE ADVISORY GROUP located in Charlotte, North Carolina.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Catherine has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Victoria Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2024 - Present
CORE ADVISORY GROUP
Office #1: 6100 Fairview Road Suite 1150, Charlotte, NC 28210Office #2: 744 Arden Lane Suite 175, Rock Hill, SC 29732RIA
CRD#: 306661
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(11/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 324-5464
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 296,813,729 |
Red Flags
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