AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

James A. Strickland

FORVIS MAZARS CAPITAL ADVISORS
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 7616857
JS
James Austin StricklandFORVIS MAZARS CAPITAL ADVISORS

Professional summary

James Austin Strickland, who also goes by Austin Strickland, is a registered financial professional currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.

James is registered as a RR (Registered Representative) and started their career in finance in 2022. James has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Austin Strickland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Austin Strickland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

FORVIS MAZARS CAPITAL ADVISORS, LLC

Office #1: 4350 Congress Street Suite 900, Charlotte, NC 28209
BD
CRD#: 43427
Charlotte, NC
Past

July 15, 2025 - April 21, 2026

INTREPID INVESTMENT BANKERS LLC

BD
CRD#: 154801
Charlotte, NC
Past

November 28, 2022 - July 1, 2025

FORVIS MAZARS CAPITAL ADVISORS, LLC

BD
CRD#: 43427
SPRINGFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(5/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/26/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FM
FORVIS MAZARS CAPITAL ADVISORS, LLC
BKD CAPITAL ADVISORS, LLC | FORVIS MAZARS CAPITAL ADVISORS, LLC | FORVIS CAPITAL ADVISORS, LLC | BKD FINANCIAL L.L.C. | BKD CORPORATE FINANCE, LLC

CRD#: 43427 / SEC#: , 8-50322

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Loading...

Contact information

Main Address
910 East St. Louis Street, Suite 200, Springfield, MO 65806
Mailing Address
P.o. Box 1190, Springfield, MO 65806-2523
Phone number
(417) 865-8701
Established
Missouri since 07/20/1994
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FORVIS MAZARS, LLPMEMBER
CORSON, JASON ANDREWCHIEF COMPLIANCE OFFICER4831976
DAVIS, ADAM MICHAELFINOP, CFO, PFO7744026
LINCH, SCOTT EDWARDPRESIDENT7940156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORVIS MAZARS CAPITAL ADVISORS, LLC

CRD#: 43427Charlotte, NC 28209

TRUST BUT VERIFY

Monitor James Strickland

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Blair Thompson
David ThompsonAdvisorCheck Check Mark
SPARTA WEALTH PARTNERS
IAR
RR
CHARLOTTE, NC
JS
John SandersAdvisorCheck Check Mark
PORTUS WEALTH ADVISORS, LLC
IAR
CHARLOTTE, NC
JW
Jessica WilliamsAdvisorCheck Check Mark
VANGUARD ADVISERS, INC.
IAR
RR
CHARLOTTE, NC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.