Nicholas S. Infantino
Professional summary
Nicholas Stephen Infantino, who also goes by Nicholas Stephen Infantino, is a registered financial professional currently at HOVDE GROUP, LLC located in Charlotte, North Carolina.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2023. Nicholas has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Stephen Infantino's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
HOVDE GROUP, LLC
Office #1: 2820 Selwyn Avenue Suite 315, Charlotte, NC 28209May 14, 2025 - October 21, 2025
WELLS FARGO SECURITIES, LLC
April 17, 2023 - May 19, 2025
HOVDE GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
Exams
Series 79TO
Date: 4/15/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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