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CD

Christopher Dixon

BREVAN HOWARD US LLC
New York, NY 10105
Some features on this profile are disabled
CRD#: 7606476
CD

Professional summary

Christopher Dixon is a registered financial professional currently at BREVAN HOWARD US LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 1 firm and has passed the Series 28 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Dixon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2022 - Present

BREVAN HOWARD US LLC

Office #1: 1345 Avenue Of The Americas 20th Floor, New York, NY 10105
BD
CRD#: 150662
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/2/2022
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BH
BREVAN HOWARD US LLC
BREVAN HOWARD US LLC

CRD#: 150662 / SEC#: , 8-68278

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas 20th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 20th Floor, New York, NY 10105
Phone number
(212) 602-7800
Established
Delaware since 06/04/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BREVAN HOWARD BD HOLDINGS LIMITEDMEMBER
CROSS, HANNAH ULINKACHIEF COMPLIANCE OFFICER6619155
CUMMINGS, WILLIAM MICHAELCHIEF EXECUTIVE OFFICER5861686
PORTNOFF, DAVID ROSSCFO AND FINOP2977967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BREVAN HOWARD US LLC

CRD#: 150662New York, NY 10105

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