Matthew T. Johnson
Professional summary
Matthew Taylor Johnson, who also goes by Matthew T Johnson, Matthew Johnson, is a registered financial advisor currently at STRATEGIC FINANCIAL SERVICES located in Utica, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Matthew has worked at 9 firms and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Taylor Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2025 - Present
STRATEGIC FINANCIAL SERVICES
Office #1: 114 Business Park Drive, Utica, NY 13502March 25, 2024 - November 25, 2024
GROVE POINT INVESTMENTS, LLC
June 5, 2023 - November 25, 2024
CADARET, GRANT & CO., INC.
June 5, 2023 - November 25, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
June 5, 2023 - November 25, 2024
SORRENTO PACIFIC FINANCIAL, LLC
June 5, 2023 - November 25, 2024
SCF SECURITIES, INC.
June 5, 2023 - November 25, 2024
NEXT FINANCIAL GROUP, INC.
June 5, 2023 - November 25, 2024
CUSO FINANCIAL SERVICES, L.P.
June 5, 2023 - November 25, 2024
CADARET, GRANT & CO., INC.
October 14, 2022 - December 20, 2022
EQUITABLE ADVISORS, LLC
August 16, 2022 - December 20, 2022
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
STRATEGIC FINANCIAL SERVICES
CRD#: 109677 / SEC#: 801-33774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/17/2025)
Exams
Series 57TO
Date: 10/9/2024
Securities Trader ExamSeries 7TO
Date: 8/16/2022
General Securities Representative ExaminationCurrent Firm
STRATEGIC FINANCIAL SERVICES
CRD#: 109677 / SEC#: 801-33774
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,368 |
| AUM (Assets Under Management) | $ 2,281,912,091 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 07/23/2024 | ||
| 01/11/2024 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC FINANCIAL SERVICES
CRD#: 109677Utica, NY 13502TRUST BUT VERIFY
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