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JB

Joshua B. Burgess

PEACE OF MIND WEALTH MANAGEMENT
RALEIGH, NC 27607
Some features on this profile are disabled
CRD#: 7596644
JB

Professional summary

Joshua Bennett Burgess, who also goes by Ben Burgess, is a registered financial advisor currently at PEACE OF MIND WEALTH MANAGEMENT located in Raleigh, North Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joshua has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ben Burgess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Bennett Burgess's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2024 - Present

PEACE OF MIND WEALTH MANAGEMENT

Office #1: 4101 Lake Boone Trail Ste 110, Raleigh, NC 27607
RIA
CRD#: 317067
RALEIGH, NC
Past

August 24, 2022 - May 7, 2024

CHOREO, LLC

RIA
CRD#: 111221
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PO
PEACE OF MIND WEALTH MANAGEMENT
PEACE OF MIND WEALTH MANAGEMENT | POM INVESTMENT STRATEGIES, LLC

CRD#: 317067 / SEC#: 801-122681

RIA
Registered Investment Advisory firm - (11/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(5/28/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2022
Uniform Investment Adviser Law Examination

Current Firm

PO
PEACE OF MIND WEALTH MANAGEMENT
PEACE OF MIND WEALTH MANAGEMENT | POM INVESTMENT STRATEGIES, LLC

CRD#: 317067 / SEC#: 801-122681

RIA
Registered Investment Advisory firm - (11/16/2021 Approved)
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Contact information

Main Address
4101 Lake Boone Trail Suite 111, Raleigh, NC 27607
Mailing Address
Phone number
(919) 787-8866
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts783
AUM (Assets Under Management)$ 214,091,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEACE OF MIND WEALTH MANAGEMENT

CRD#: 317067Raleigh, NC 27607

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