JS
Jacob L. Silverstein
HORIZON INVESTMENTS LLC
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 7595741
JS
Professional summary
Jacob Lee Silverstein is a registered financial advisor currently at HORIZON INVESTMENTS LLC located in Charlotte, North Carolina and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jacob has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Horizon Investments, LLC; Investment Related; Investment Management; Commercial Point, OH; 6/22 Start Date; Regional Director; External sales position. Meet with financial advisors and provide information about Horizon products; 173 hours per month, 0 during trading hours. 2) Uber; San Francisco, CA; Investment Related - No; Started 07/29/2022; Ride sharing/Food delivery; Uber Eats Driver; Food deliveries; 20 hours per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Lee Silverstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2022 - Present
HORIZON INVESTMENTS LLC
Office #1: 6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277RIA
CRD#: 109552
Charlotte, NC
Current
August 1, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103848
Portland, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORIZON INVESTMENTS LLC
HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC
CRD#: 109552 / SEC#: 801-57316
RIA
Registered Investment Advisory firm - (2/24/2000 Approved)South Carolina
Registered Investment Advisory firm - (12/10/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/2/2025)
RR
Michigan(1/2/2025)
RR
North Carolina(8/22/2022)
IAR
North Carolina(12/19/2022)
RR
Ohio(12/3/2024)
RR
Pennsylvania(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/1/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HORIZON INVESTMENTS LLC
HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC
CRD#: 109552 / SEC#: 801-57316
RIA
Registered Investment Advisory firm - (2/24/2000 Approved)South Carolina
Registered Investment Advisory firm - (12/10/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277
Mailing Address
Phone number
(704) 544-2399
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,481 |
| AUM (Assets Under Management) | $ 5,357,028,030 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
