VB
Vincent Robert E. Browne
CETERA INVESTMENT ADVISERS LLC
STATEN ISLAND, NY 10311
Some features on this profile are disabled
CRD#: 7595410
VB
Professional summary
Vincent Robert E Browne, who also goes by VIn Browne, Vincent Robert Esposito Browne, Vincent Robert Browne, Vincentrobert E Browne, Vincentro E Browne, Vincent Robert Ebrowne, Vincent Robert Esposito-browne, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Staten Island, New York and CETERA WEALTH SERVICES, LLC located in Staten Island, New York.
Vincent Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Vincent Robert has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vin Browne | Vincent Robert Esposito Browne | Vincent Robert Browne | Vincentrobert E Browne | Vincentro E Browne | Vincent Robert Ebrowne | Vincent Robert Esposito-Browne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VENTO TAX AND WEALTH MANAGEMENT GROUP; Financial Advisor; Comprehensive Wealth Management offer Financial Planning, Investment Planning and Advice, Estate Planning support, and Tax Smart Investing Strategies. IR; HRS 180 HRS 130; 08/22/2022; 95 New Dorp Lane, Staten Island NY 10306; Assist with investment research, including technical and fundamental analysis. Assist in creating, monitoring, and maintaining investment models. Meet and speak with vendors to learn about new investment offerings. Monitor performance of our investments. 2) FTF FINANCIAL GROUP, LLC; President, Owner; This business is a LLC created for Financial Advisory. It owns or will own the name, domain, trademarks, copyrights, and other proprietary information for my financial advisory services. All securities will be offered through Avantax. NIR; HRS 140; HRS 110; 12/14/2023; 52 Motley Avenue, Staten Island NY 10314; My role is to conduct all operations and business activities, meet with clients, prospect for clients, keep records, do the back office work, keep financial records, generate income, and whatever else the business needs for it to be net positive. 3) VARIABLE ANNUITIY; Adviser; Variable Annuities sold with Avantax IR; HRS 2; HRS 1; 09/02/2024; 52 Motley Avenue, Staten Island NY 10314; Sell variable annuities when in best interest of client. 4) ST. JOHN'S UNIVERSITY; Adjunct Professor of Finance' Adjunct Professor of Finance Teaching Undergraduate Students. NIR; HRS 30; HRS 26; 01/23/2025; 8000 Utopia Parkway, Queens NY 11439, United States; Teach undergraduate finance courses to undergraduate finance students. I will not be teaching financial planning classes 5)NAME OF OTHER BUSINESS: YOUNG CATHOLIC PROFESSIONALS, INVESTMENT RELATED: NO, ADDRESS: 511 E JOHN CARPENTER FRWY, 5TH FLOOR, IRVING, TX 75062, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT AND SECRETARY , APX NUMBER OF HOURS PER WEEK: .5, APX NUMBER OF HOURS DURING TRADING HOURS: .5, BRIEF DESCRIPTION OF DUTIES: LEADERSHIP TEAM MANAGEMENT, ASSIST THE PRESIDENT WITH GENERAL CHAPTER OPERATIONS AND PLANNING, TAKE NOTES DURING BOARD MEETINGS;. 6) St. Ann's Roman Catholic Church; Financial Coordinator for the Food Pantry; St. Ann's Church has a small food pantry to help support those in need in the Church community. I had been recently approached to ensure that the program lives within its means and does not overspend the grant money it receives.; NIR; HRS 2; HRS 1; 06/05/2024; 101 Cromwell Ave Staten Island, NY 10304; Assist the food pantry when applying for grants. Reconcile the budget and ensure that money is used properly. Create policy and control procedures that will create a professional handling of funds being donated to the pantry.
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Robert E Browne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2 Teleport Dr. Ste 104, Staten Island, NY 10311RIA
CRD#: 105644
STATEN ISLAND, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Staten Island, NY
Past
January 21, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Staten Island, NY
Past
December 19, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Staten Island, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
