Michael Kaplan
Professional Summary
Michael Kaplan is a registered financial advisor currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MADISON GLOBAL PARTNERS LLC
Contact Information
Main Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788Mailing Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788Phone Number
(631) 240-4155Established
New York since 09/28/2015Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/2/2024)
(7/2/2024)
(7/2/2024)
(7/2/2024)
(7/2/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Kaplan's CRS (Customer Relationship Summary).
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