Nathaniel T. Rickman
Professional summary
Nathaniel Todd Rickman, who also goes by Nate Rickman, is a registered financial professional currently at TRADEBOT SYSTEMS, INC. located in Kansas City, Missouri.
Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2024. Nathaniel has worked at 1 firm and has passed the Series 63, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathaniel Todd Rickman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2024 - Present
TRADEBOT SYSTEMS, INC.
Office #1: 1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/26/2024
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEBOT SYSTEMS, INC.
CRD#: 116571 / SEC#: , 8-53557
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
TRADEBOT SYSTEMS, INC.
CRD#: 116571Kansas City, MO 64116TRUST BUT VERIFY
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