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CRD#: 116571
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TRADEBOT SYSTEMS, INC. is located at 1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116 and was first established at Kansas City, Missouri in 10/12/1999. After operating for 26 years, TRADEBOT SYSTEMS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADEBOT SYSTEMS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRADEBOT SYSTEMS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADEBOT SYSTEMS, INC. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADEBOT SYSTEMS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADEBOT SYSTEMS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TRADEBOT SYSTEMS, INC. Comes From

Understanding the Statistics for TRADEBOT SYSTEMS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7

FIRM INFORMATION

Main Address
1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116
Mailing Address
1251 Nw Briarcliff Parkway Suite 700, Kansas City, MO 64116
Phone Number
(816) 285-6400
Established
Missouri since 10/12/1999
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CUMMINGS, DAVID RICHARDCHAIRMAN, PRESIDENT & CEO / BOARD OF DIRECTORS4463351
CHAN, BENTON DATSUNCHIEF COMPLIANCE OFFICER5404721
SCHULTE, ANTHONY JFINOP / TREASURER / BOARD OF DIRECTORS5624115
TOMLINSON, JENNIFER ANNCFO & DIRECTOR OF HUMAN RESOURCES / BOARD OF DIRECTORS5527368

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Advisor's working at TRADEBOT SYSTEMS, INC.

DC

David Richard Cummings

RR
CRD#: 4463351
Location:
Kansas City, MO 64116
Company:
TRADEBOT SYSTEMS, INC.
Disclosures:
Experience:
23 years
View Profile
MW

Mark Andrew Wilper

RR
CRD#: 5543183
Location:
Kansas City, MO 64116
Company:
TRADEBOT SYSTEMS, INC.
Disclosures:
Experience:
14 years
View Profile
BC

Benton Datsun Chan

RR
CRD#: 5404721
Location:
Kansas City, MO 64116
Company:
TRADEBOT SYSTEMS, INC.
Disclosures:
Experience:
18 years
View Profile
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