Conrad J. Phillips

A4 WEALTH ADVISORS LLC

Huntersville, NC 28078

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CRD#: 7576168

Professional summary

Conrad Jordan Phillips is a registered financial advisor currently at A4 WEALTH ADVISORS LLC located in Huntersville, North Carolina.

Conrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Conrad has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Conrad Phillips, Sole Proprietor; Yes; Huntersville, NCLife & Health Insurance agent;12/2022; 0 hour(s) per month during./ 0 non-securities hours. (2) World Wide Financial Solutions, LLC dba A4 Insurance Solutions; Yes; Huntersville, NC; Insurance Sales; Insurance Agent; 01/2025; 15/ HRS MO; 15/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Jordan Phillips's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2025 - Present

A4 WEALTH ADVISORS LLC

Office #1: 16140 Northcross Drive, Huntersville, NC 28078

RIA

CRD#: 152397

Huntersville, NC

Past

July 24, 2023 - November 12, 2024

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Hickory, NC

Past

August 24, 2022 - June 5, 2023

TACTICAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 156179

HUNTERSVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A4 WEALTH ADVISORS LLC

A4 WEALTH ADVISORS LLC | A4 WEALTH MANAGEMENT INC.

CRD#: 152397 / SEC#: 801-125825

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

North Carolina

Registered Investment Advisory firm - (7/19/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2022

Uniform Investment Adviser Law Examination

Current Firm

A4 WEALTH ADVISORS LLC

A4 WEALTH ADVISORS LLC | A4 WEALTH MANAGEMENT INC.

CRD#: 152397 / SEC#: 801-125825

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

North Carolina

Registered Investment Advisory firm - (7/19/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2022 Terminated)

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Contact information

Main Address

16140 Northcross Drive, Huntersville, NC 28078

Mailing Address

Phone number

(704) 509-1141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 SEC (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,279
AUM (Assets Under Management)	$ 190,017,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conrad J. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Jordan Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

A4 WEALTH ADVISORS LLC

ALPHASTAR CAPITAL MANAGEMENT

TACTICAL INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

A4 WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2022

Current Firm

A4 WEALTH ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A4 WEALTH ADVISORS LLC

TRUST BUT VERIFY

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