ND
Nicholas C. Deberardino
RALEIGH CAPITAL MANAGEMENT
CARY, NC 27511
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CRD#: 7574463
ND
Professional summary
Nicholas Christian Deberardino is a registered financial advisor currently at RALEIGH CAPITAL MANAGEMENT INC. located in Cary, North Carolina and GREAT POINT CAPITAL LLC located in Cary, North Carolina.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nicholas DeBerardino is an Insurance Producer at Raleigh Wealth Solutions, Inc. The address of Raleigh Wealth Solutions, Inc is 117 Edinburgh South Drive, Suite 110, Cary, NC 27511. The start date is Jan 17, 2024. His duties will be to act as an insurance agent, and he plans to spend 12 hours per month during normal trading hours 0 hours per month outside of normal trading hours. This is investment related. ______________________________________________________________________________________________________________________________________________________________________________________________________________________ 2) Great Point Capital LLC - a FINRA registered broker / dealer. Investment-related - Yes. Address of the other business - 200 W Jackson #1000 Chicago, IL 60606. Nature of the other business - Registered Representative offering alternative investments on a commission basis. Position, title, or relationship with the other business - Registered Representative. Start date of relationship, March 2025. Approximate number of hours/month devoted to the other business - 0 hours a month. Approximate number of hours devoted to the other business during securities trading hours - 0 hours per month. Duties relating to the other business - Registered Representative advising on the purchase of securities on a commission basis.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Christian Deberardino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2024 - Present
RALEIGH CAPITAL MANAGEMENT INC.
Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511RIA
CRD#: 149538
CARY, NC
Current
March 12, 2025 - Present
GREAT POINT CAPITAL LLC
Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511BD
CRD#: 114203
Cary, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(6/12/2024)
RR
North Carolina(3/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
117 Edinburgh South Drive Suite 110, Cary, NC 27511
Mailing Address
Phone number
(919) 852-1215
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 320,626,592 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RALEIGH CAPITAL MANAGEMENT INC.
CRD#: 149538Cary, NC 27511TRUST BUT VERIFY
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