AK
Andrew J. Kraffert-gora
CONCORDE ASSET MANAGEMENT
San Diego, CA 92101
Some features on this profile are disabled
CRD#: 7565144
AK
Andrew Jerome Kraffert-goraCONCORDE ASSET MANAGEMENT
Professional summary
Andrew Jerome Kraffert-gora, who also goes by Andrew Jerome Kraffert, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Diego, California and CONCORDE INVESTMENT SERVICES, LLC located in San Diego, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Andrew Jerome Kraffert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jerome Kraffert-gora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2025 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 1975 C Fifth Ave, San Diego, CA 92101RIA
CRD#: 140367
San Diego, CA
Current
September 13, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 1975 C Fifth Ave, San Diego, CA 92101BD
CRD#: 151604
San Diego, CA
Past
May 31, 2023 - January 22, 2025
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
San Diego, CA
Past
December 1, 2022 - January 6, 2026
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
SAN DIEGO, CA
Past
August 1, 2022 - September 14, 2022
EMERSON EQUITY LLC
RIA
CRD#: 130032
Irvine, CA
Past
July 11, 2022 - September 14, 2022
EMERSON EQUITY LLC
BD
CRD#: 130032
Irvine, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2023)
IAR
Arizona(12/16/2025)
RR
California(9/13/2022)
IAR
California(11/24/2025)
RR
Florida(12/19/2022)
RR
Maryland(10/10/2023)
RR
Michigan(3/13/2023)
RR
Nevada(12/17/2022)
RR
New York(4/17/2023)
RR
Tennessee(1/23/2024)
RR
Texas(12/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Loading...
Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
