AK
Andrew J. Kraffert-gora
BANGERTER FINANCIAL SERVICES
SAN DIEGO, CA
Some features on this profile are disabled
CRD#: 7565144
AK
Professional summary
Andrew Jerome Kraffert-gora, who also goes by Andrew Jerome Kraffert, is a registered financial advisor currently at BANGERTER FINANCIAL SERVICES, INC. located in San Diego, California and CONCORDE INVESTMENT SERVICES, LLC located in San Diego, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Jerome Kraffert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bangerter Financial Services, Inc., Investment related, DBA for securities related activities, and Investment Advisor Representative. 1380 Lead Hill Suite 180, Roseville Ca, 95661, Registered Representative, Start Date 09/12/2022, full time 40 hours. 2) CRAB Holdings LLC , Investment related, 991-C Lomas Santa Fe Drive #320, Solana Beach, CA 92075, Member, investment real estate holding , equal interest partners in an investment property, 25% ownership. Start Date 05/01/2020, 1-5 hours/month during non business hours, 1-5 hours/mont during business hours. 3)Team Metro, Investment related, 1975 Fifth Avenue Ste C, San Diego Ca, 92101, Real estate agent, refering people looking to sell properties to use the service of appropriate agents and help the clients do DST or QOZ . Start date 10/20/2022, 11-20 hours/month non business hours, 1-5 hours/month during business hours. 4) San Diego Board Member of CCIM, Investment related, CA , Board Member, I help the organization host events throughout the year, I give the other board memebers ideas of what our next events should be as well as help try to grow the chapter. Start date 07/26/2023, 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours. 5) CalCPA, Investment related, CA , CPA networking group, group gives CE credits to CPA's as well as a networking place, member, attend events, Start Date 12/22/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) AKG Capital Advisors LLC. Investment related. Principal - Scorp for tax purposes. Start date: 9/21/2024. 13051 Carita Cove, San Diego, CA 92130. >40 hours during non-trading hours. >40 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jerome Kraffert-gora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2022 - Present
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
SAN DIEGO, CA
Current
September 13, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 1975 C Fifth Ave, San Diego, CA 92101BD
CRD#: 151604
San Diego, CA
Past
May 31, 2023 - January 22, 2025
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
San Diego, CA
Past
August 1, 2022 - September 14, 2022
EMERSON EQUITY LLC
RIA
CRD#: 130032
Irvine, CA
Past
July 11, 2022 - September 14, 2022
EMERSON EQUITY LLC
BD
CRD#: 130032
Irvine, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2023)
RR
California(9/13/2022)
IAR
California(12/1/2022)
RR
Florida(12/19/2022)
RR
Maryland(10/10/2023)
RR
Michigan(3/13/2023)
RR
Nevada(12/17/2022)
RR
New York(4/17/2023)
RR
Tennessee(1/23/2024)
RR
Texas(12/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BANGERTER FINANCIAL SERVICES, INC.
BANGERTER FINANCIAL AND INSURANCE SERVICES, INC. | BANGERTER FINANCIAL SERVICES, INC.
CRD#: 171939 / SEC#:
California
Registered Investment Advisory firm - (10/20/2014 Approved)Florida
Registered Investment Advisory firm - (11/16/2022 Approved)Georgia
Registered Investment Advisory firm - (4/26/2024 Approved)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/25/2025 Approved)Nevada
Registered Investment Advisory firm - (8/30/2022 Approved)Texas
Registered Investment Advisory firm - (12/6/2021 Conditional Restricted)Utah
Registered Investment Advisory firm - (10/13/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1380 Lead Hill Blvd Suite 180, Roseville, CA 95661
Mailing Address
Phone number
(916) 965-1879
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 68,785,486 |
Red Flags
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