Ian Prum
Professional summary
Ian Prum, who also goes by Ian Andrew Prum, is a registered financial professional currently at CRC-IB located in San Francisco, California.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2023. Ian has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Prum's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2023 - Present
CRC-IB
Office #1: 201 California Street Suite 1425, San Francisco, CA 94111State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
(8/1/2023)
Exams
Series 79TO
Date: 7/12/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CRC-IB
CRD#: 158736 / SEC#: , 8-68918
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRC HOLDINGCO, LLC | HOLDING COMPANY/OWNER | |
| KNAPP, NICHOLAS JE | PRESIDENT | 5419499 |
| MCKENNA, CONOR WILLIAM | SENIOR MANAGING DIRECTOR | 4355571 |
| DURDEN, GARY LEE | MANAGING DIRECTOR | 6624221 |
| VON OESEN, BRITTA BENNETT | MANAGING DIRECTOR | 5532329 |
| DURDEN, GARY LEE | CHIEF COMPLIANCE OFFICER | 6624221 |
| HOPKINS, THOMAS JOHN | FINOP, PPO, PFO | 1835087 |
Red Flags
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