Britta Bennett Von Oesen
Professional Summary
Britta Bennett Von Oesen is a registered financial advisor currently at CRC-IB located in San Francisco, California. Britta is registered as a RR (Registered Representative) and started their career in finance in 2014. Britta has worked at 1 firm and has passed the Series 63, SIE, Series 82, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL
Contact Information
Main Address
220 E42nd Street 35th Floor, New York, NY 10017Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017Phone Number
(917) 472-1274Established
Maryland since 01/14/2011Firm Type
Limited Liability CompanyFiscal Year End
JanuaryFirm Size
SmallFINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | SHAREHOLDER | — |
| DURDEN, GARY LEE | MANAGING DIRECTOR | 6624221 |
| DURDEN, GARY LEE | CHIEF COMPLIANCE OFFICER | 6624221 |
| HOPKINS, THOMAS JOHN | FINOP, PPO, PFO | 1835087 |
| KNAPP, NICHOLAS JE | PRESIDENT | 5419499 |
| MCKENNA, CONOR WILLIAM | SENIOR MANAGING DIRECTOR | 4355571 |
| VON OESEN, BRITTA BENNETT | MANAGING DIRECTOR | 5532329 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/1/2021)
(3/2/2022)
(12/15/2014)
(3/1/2021)
(3/1/2021)
(3/1/2021)
(1/12/2022)
(3/1/2021)
(3/1/2021)
(2/11/2026)
(3/1/2021)
(3/1/2021)
(1/12/2022)
(1/12/2022)
(1/12/2022)
(4/6/2021)
(3/1/2021)
(5/26/2022)
(1/12/2022)
(5/26/2022)
(1/12/2022)
(1/19/2022)
(5/26/2022)
(1/12/2022)
(5/5/2021)
(5/26/2022)
(3/2/2021)
(3/13/2026)
(1/12/2022)
(12/10/2025)
(3/1/2021)
(12/15/2025)
(1/11/2023)
(3/1/2021)
(1/12/2022)
(3/11/2020)
(1/27/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Jan 2016About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Jul 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Britta Bennett Von Oesen's CRS (Customer Relationship Summary).
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