LO
Liam A. Obrien
CRC-IB
New York, NY 10017
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CRD#: 7553025
LO
Professional summary
Liam Ambrose Obrien is a registered financial professional currently at CRC-IB located in New York, New York.
Liam is registered as a RR (Registered Representative) and started their career in finance in 2022. Liam has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Liam Ambrose Obrien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2022 - Present
CRC-IB
Office #1: 220 E42nd Street 35th Floor, New York, NY 10017Office #2: 220 E42nd Street 35th Floor, New York, NY 10017BD
CRD#: 158736
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/18/2022)
RR
New York(8/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/1/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CR
CRC-IB
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL
CRD#: 158736 / SEC#: , 8-68918
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
220 E42nd Street 35th Floor, New York, NY 10017
Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017
Phone number
(917) 472-1274
Established
Maryland since 01/14/2011
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRC HOLDINGCO, LLC | HOLDING COMPANY/OWNER | |
| KNAPP, NICHOLAS JE | PRESIDENT | 5419499 |
| MCKENNA, CONOR WILLIAM | SENIOR MANAGING DIRECTOR | 4355571 |
| DURDEN, GARY LEE | MANAGING DIRECTOR | 6624221 |
| VON OESEN, BRITTA BENNETT | MANAGING DIRECTOR | 5532329 |
| DURDEN, GARY LEE | CHIEF COMPLIANCE OFFICER | 6624221 |
| HOPKINS, THOMAS JOHN | FINOP, PPO, PFO | 1835087 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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