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ER

Eleonora Romar

ACP SECURITIES
MIAMI, FL
·CRD# 7548830·4 years experience

Professional Summary

Eleonora Romar is a registered financial advisor currently at ACP SECURITIES, LLC located in Miami, Florida. Eleonora is registered as a RR (Registered Representative) and started their career in finance in 2023. Eleonora has worked at 1 firm and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

ACP SECURITIES, LLC·CRD# 139049
BD
1200 Brickell Avenue Suite 1700, Miami, FL 33131
July 5, 2023 - Present

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Current Firm

AS
ACP SECURITIES, LLC

ACP SECURITIES, LLC

CRD#: 139049 / SEC#: 8-67185
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Phone Number

(305) 670-4180

Established

Florida since 11/04/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ACP CAPITAL HOLDINGS, LLCSHAREHOLDER—
ANDREWS, MICHAEL ALANCHIEF COMPLIANCE OFFICER6227932
ENDERE, ESTEBANCHIEF EXECUTIVE OFFICER4708937
GILMAN, ROBERT CRAIGFINOP1738412

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/5/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eleonora Romar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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