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Esteban Endere

ACP CAPITAL MANAGEMENT
MIAMI, FL
·CRD# 4708937·22 years experience

Professional Summary

Esteban Endere is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Miami, Florida and ACP SECURITIES, LLC located in Miami, Florida. Esteban is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Esteban has worked at 4 firms and has passed the Series 65, Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ACP CAPITAL MANAGEMENT, LLC·CRD# 138556
RIA
1200 Brickell Avenue Suite 1700, Miami, FL 33131
June 19, 2007 - Present
ACP SECURITIES, LLC·CRD# 139049
BD
1200 Brickell Avenue Suite 1700, Miami, FL 33131
May 23, 2006 - Present
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
Old Greenwich, CT
January 15, 2004 - February 17, 2005
TRAUTMAN WASSERMAN & COMPANY, INC.·CRD# 33007
BD
New York, NY
December 16, 2003 - January 20, 2004

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Current Firm

AC
ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - SEC (12/10/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (9/21/2022 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (12/31/2018 Terminated)
New York
Registered Investment Advisory firm - New York (1/3/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/3/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Phone Number

(305) 670-4180

# of Employees

17

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

125

AUM (Assets Under Management)

$360,343,993

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACP Capital Management, LLC - Registered Investment Advisor/CEO/COO (June 2012)- 15 hours per month during market hours Marto Consulting LLC - Manager/Owner - Real Estate (March 2013) 2 hours per month non-market hours Cascades Manager, LLC - Manager/Owner Real Estate (February 2017) 1 hour per month non-market hours NPL LATAM Management, LLC - Passive Owner (August 2019) 0 hours per month Marto Brickell LLC, Miami Fl, Passive Owner (December 2021) 0 hour per month Marto Ranch LLC, Miami Fl, Passive Real Estate Investment 0 hours per month. ACP Elgin Investor LLC, Delaware, Passive Owner 0 hours per month ACP Creditworks Investor LLC, Miami FL, Passive owner 0 hours per month ACP Deland investor LLC, Miami FL, Passive owner 0 hours per month 09-2022 ACP Elevator Investor LLC, Miami FL, Passive owner 0 hours per month 06-2022 ACP Margate Investor LLC, Miami FL, Passive owner 0 hours per month 07-2022 ACP South Cross Investor LLC, Miami FL, Passive owner 0 hours per month 07-2022 Marto Ride I LLC - 355 W Enid Dr, Key Biscayne FL 33149 Real Estate Investments, Passive Member. Start date 12/30/2025. 0 hours per month 0 hours during trading hours. 50% Owner. No active compensation.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - SEC (12/10/2021 Approved)
Florida
Registered Investment Advisory firm - Florida (9/21/2022 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (12/31/2018 Terminated)
New York
Registered Investment Advisory firm - New York (1/3/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/3/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/8/2025)
RR
California
(6/19/2006)
RR
Connecticut
(6/30/2006)
RR
Delaware
(5/6/2016)
RR
District of Columbia
(7/31/2007)
RR
Florida
(6/19/2006)
IAR
Florida
(6/19/2007)
RR
Georgia
(7/29/2025)
RR
Massachusetts
(8/18/2021)
RR
New Jersey
(7/20/2006)
RR
New York
(6/14/2006)
RR
Puerto Rico
(12/3/2021)
RR
South Dakota
(8/7/2017)
RR
Texas
(7/13/2006)
IAR
Texas
(10/24/2012)
RR
Virginia
(6/21/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2007About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2004About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Esteban Endere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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