SC
Scott C. Cashman
CETERA INVESTMENT ADVISERS LLC
WORCESTER, MA 01608
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CRD#: 7548047
SC
Professional summary
Scott Christopher Cashman, who also goes by Scott Cashman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Worcester, Massachusetts and CETERA FINANCIAL SPECIALISTS LLC located in Worcester, Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Scott has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Cashman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PATRIOT FINANCIAL GROUP; WORCESTER, MA; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; SINCE 11/2022; 20 HOURS/MO 2) BOWDITCH & DEWEY, LLP, WORCESTER, MA; NON-INVESTMENT RELATED; TAX SERVICES; TAX MANAGER; SINCE 11/2010; 160 HRS/MO 3) TAX DATA LLC, WORCESTER, MA; NON-INVESTMENT RELATED; TAX SERVICES; PRINCIPAL; SINCE c; 8 HRS/MO 4) CITY OF WORCESTER, PARKS & REC; WORCESTER, MA; NON-INVESTMENT RELATED; PARKS COMMISSIONER; SINCE 06/2015; 4 HRS/MO 5) US ARMY, NON-INVESTMENT RELATED, GAITHERSBURG, MD, JUDGE ADVOCATE, 3H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 02/1999 6) NAME OF OTHER BUSINESS: B & D ADVISORS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Cashman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 446 Main Street, Worcester, MA 01608RIA
CRD#: 105644
WORCESTER, MA
Current
December 15, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 446 Main Street Ste 1101, Worcester, MA 01608BD
CRD#: 10358
WORCESTER, MA
Past
October 24, 2022 - December 15, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/24/2023)
RR
Florida(5/24/2023)
RR
Maine(6/10/2024)
RR
Massachusetts(2/23/2023)
IAR
Massachusetts(2/27/2023)
RR
New Hampshire(5/24/2023)
RR
North Carolina(5/24/2023)
RR
Rhode Island(5/24/2023)
RR
Virginia(5/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Worcester, MA 01608TRUST BUT VERIFY
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