Sebastien Andre Paul Mailleux
Professional Summary
Sebastien Andre Paul Mailleux is a registered financial advisor currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and CITICORP SECURITIES SERVICES, INC. located in New York, New York. Sebastien is registered as a RR (Registered Representative) and started their career in finance in 2022. Sebastien has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
CITICORP SECURITIES SERVICES, INC. | NEWBRIDGE SECURITIES INC.
Contact Information
Main Address
390 - 388 Greenwich Street 388 Greenwich Street, New York, NY 10013Mailing Address
Registration Department 540 Crosspoint Parkway, Getzville, NY 14068Phone Number
(212) 723-7600Established
Delaware since 04/16/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS INC. | 100% SHAREHOLDER | — |
| BARRATT, CHRISTOPHER | CHIEF OPERATIONS OFFICER | 5659131 |
| BROPHY, RYAN JAMES | CCO | 2668207 |
| CONWAY, JOHN JAMES | CHIEF FINANCIAL OFFICER (FINOP) | 1584619 |
| LARA, PABLO I | DIRECTOR | 5398044 |
| MAILLEUX, SEBASTIEN ANDRE PAUL | CHIEF EXECUTIVE OFFICER/CHAIRMAN/PRESIDENT | 7545656 |
| MAILLEUX, SEBASTIEN ANDRE PAUL | DIRECTOR | 7545656 |
| WADE, WILLIAM THOMAS | DIRECTOR | 2095481 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Sebastien Andre Paul Mailleux's CRS (Customer Relationship Summary).
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