AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AE

Alexandra Adele Eades

SPC CAPITAL MARKETS
Greenwich, CT
·CRD# 7545592·4 years experience

Professional Summary

Alexandra Adele Eades is a registered financial advisor currently at SPC CAPITAL MARKETS LLC located in Greenwich, Connecticut. Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2022. Alexandra has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Years of Experience

4 years in the financial services industry

Current & Past Employments

SPC CAPITAL MARKETS LLC·CRD# 304381
BD
20 Horseneck Lane First Floor, Greenwich, CT 06830
May 24, 2023 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Boston, MA
October 17, 2022 - May 10, 2023

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Current Firm

SC
SPC CAPITAL MARKETS LLC

SPC CAPITAL MARKETS LLC

CRD#: 304381 / SEC#: 8-70350
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

20 Horseneck Lane First Floor, Greenwich, CT 06830

Mailing Address

20 Horseneck Lane First Floor, Greenwich, CT 06830

Phone Number

(203) 862-2900

Established

Delaware since 05/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SPC CAPITAL MARKETS HOLDINGS LLCDIRECT OWNER—
GREGORICH, MICHAEL DANIELPRINCIPAL2405109
MEYER, JERRY MICHAELCCO, COO, PFO & POO2601354
PARAMESWARAN, PREMMD/PRINCIPAL1621594
SARNA, DHRUVMD/HEAD OF CAPITAL MARKETS5567449

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(5/24/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2022About the SIE exam
FINRA
SRO Registrations

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Alexandra Adele Eades's CRS (Customer Relationship Summary).

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
AE
Follow Alexandra
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required