Prem Parameswaran
Professional Summary
Prem Parameswaran is a registered financial advisor currently at SPC CAPITAL MARKETS LLC located in Greenwich, Connecticut. Prem is registered as a RR (Registered Representative) and started their career in finance in 1995. Prem has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SPC CAPITAL MARKETS LLC
Contact Information
Main Address
20 Horseneck Lane First Floor, Greenwich, CT 06830Mailing Address
20 Horseneck Lane First Floor, Greenwich, CT 06830Phone Number
(203) 862-2900Established
Delaware since 05/10/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/13/2026)
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(7/31/2025)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Prem Parameswaran's CRS (Customer Relationship Summary).
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