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GM

Gavin B. Murphy

GOODBODY SECURITIES
DUBLIN, DUBLIN 2
Some features on this profile are disabled
CRD#: 7544138
GM

Professional summary


Gavin Brendan Murphy is a registered financial professional currently at GOODBODY SECURITIES INC .

Gavin is registered as a RR (Registered Representative) and started their career in finance in 2022. Gavin has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gavin Brendan Murphy's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2022 - Present

GOODBODY SECURITIES INC

Office #1: 9-12 Dawson Street, Dublin, DUBLIN 2
BD
CRD#: 135790
DUBLIN,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/15/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 3/15/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GOODBODY SECURITIES INC
GOODBODY SECURITIES INC

CRD#: 135790 / SEC#: , 8-66955

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
9-12 Dawson Street, Dublin, DUBLIN 2
Mailing Address
9-12 Dawson Street, Dublin, DUBLIN 2
Phone number
+353 1 667 0400
Established
Delaware since 03/04/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GOODBODY STOCKBROKERS UNLIMITED COMPANYSHAREHOLDER
CONNOLLY, LYNNESSA JUDENON-EXECUTIVE BOARD MEMBER7862283
CURTIN, PAUL BERNARDBOARD MEMBER2532340
DONNELLY, MATTHEWCCO7080384
EASON, ROBERT VICTORNON-EXECUTIVE BOARD MEMBER7862287
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HUGGARD, IAN MCGINTYCHIEF EXECUTIVE OFFICER/ DIRECTOR2004081
MAGUIRE, CHARLES JOHNPRINCIPAL OPERATIONS OFFICER5885741

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GOODBODY SECURITIES INC

CRD#: 135790Dublin, DUBLIN 2

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