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Ian Mcginty Huggard

GOODBODY SECURITIES
DUBLIN,
·CRD# 2004081·37 years experience

Professional Summary

Ian Mcginty Huggard, who also goes by Huggy Huggard, Ian Macginty Huggard, is a registered financial advisor currently at GOODBODY SECURITIES INC. Ian is registered as a RR (Registered Representative) and started their career in finance in 1989. Ian has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 55, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Huggy Huggard, Ian Macginty Huggard

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

GOODBODY SECURITIES INC·CRD# 135790
BD
9-12 Dawson Street, Dublin, DUBLIN 2
February 17, 2021 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 14, 1994 - May 28, 2004
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
December 19, 1990 - November 16, 1992
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
November 20, 1989 - October 1, 1990

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Current Firm

GS
GOODBODY SECURITIES INC

GOODBODY SECURITIES INC

CRD#: 135790 / SEC#: 8-66955
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

9-12 Dawson Street, Dublin, DUBLIN 2

Mailing Address

9-12 Dawson Street, Dublin, DUBLIN 2

Phone Number

+353 1 667 0400

Established

Delaware since 03/04/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GOODBODY STOCKBROKERS UNLIMITED COMPANYSHAREHOLDER—
CONNOLLY, LYNNESSA JUDENON-EXECUTIVE BOARD MEMBER7862283
CURTIN, PAUL BERNARDBOARD MEMBER2532340
DONNELLY, MATTHEWCCO7080384
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HUGGARD, IAN MCGINTYCHIEF EXECUTIVE OFFICER/ DIRECTOR2004081
LYNCH, TOMASDIRECTOR7991318
MAGUIRE, CHARLES JOHNPRINCIPAL OPERATIONS OFFICER5885741

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/3/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Feb 2021About the Series 7TO exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2003

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2002About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ian Mcginty Huggard's CRS (Customer Relationship Summary).

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