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Charles John Maguire

GOODBODY SECURITIES
DUBLIN,
·CRD# 5885741·15 years experience

Professional Summary

Charles John Maguire, who also goes by Charles John Maguire Mr., Charlie John Maguire Mr., is a registered financial advisor currently at GOODBODY SECURITIES INC. Charles is registered as a RR (Registered Representative) and started their career in finance in 2011. Charles has worked at 1 firm and has passed the Series 27 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Charles John Maguire Mr., Charlie John Maguire Mr.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GOODBODY SECURITIES INC·CRD# 135790
BD
9-12 Dawson Street, Dublin, DUBLIN 2
January 26, 2011 - Present

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Current Firm

GS
GOODBODY SECURITIES INC

GOODBODY SECURITIES INC

CRD#: 135790 / SEC#: 8-66955
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

9-12 Dawson Street, Dublin, DUBLIN 2

Mailing Address

9-12 Dawson Street, Dublin, DUBLIN 2

Phone Number

+353 1 667 0400

Established

Delaware since 03/04/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GOODBODY STOCKBROKERS UNLIMITED COMPANYSHAREHOLDER—
CONNOLLY, LYNNESSA JUDENON-EXECUTIVE BOARD MEMBER7862283
CURTIN, PAUL BERNARDBOARD MEMBER2532340
DONNELLY, MATTHEWCCO7080384
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HUGGARD, IAN MCGINTYCHIEF EXECUTIVE OFFICER/ DIRECTOR2004081
LYNCH, TOMASDIRECTOR7991318
MAGUIRE, CHARLES JOHNPRINCIPAL OPERATIONS OFFICER5885741

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 2020About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Charles John Maguire's CRS (Customer Relationship Summary).

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