AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
ZK

Zakir Y. Khan

HARTFORD FUNDS DISTRIBUTORS
Wayne, PA 19087
Some features on this profile are disabled
CRD#: 7542628
ZK

Professional summary


Zakir Yusuf Khan, who also goes by Zak Khan, Zakir Yusuf Khan, is a registered financial professional currently at HARTFORD FUNDS DISTRIBUTORS, LLC located in Wayne, Pennsylvania.

Zakir is registered as a RR (Registered Representative) and started their career in finance in 2022. Zakir has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zak Khan | Zakir Yusuf Khan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Zakir Yusuf Khan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 2, 2025 - Present

HARTFORD FUNDS DISTRIBUTORS, LLC

Office #1: 690 Lee Road, Wayne, PA 19087
BD
CRD#: 45995
Wayne, PA
Past

June 27, 2022 - March 18, 2025

PACER FINANCIAL, INC.

BD
CRD#: 137040
Malvern, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(5/2/2025)
RR
Louisiana
(5/2/2025)
RR
Mississippi
(5/2/2025)
RR
Oklahoma
(5/2/2025)
RR
Texas
(5/2/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HF
HARTFORD FUNDS DISTRIBUTORS, LLC
HARTFORD FUNDS DISTRIBUTORS, LLC | HARTFORD INVESTMENT FINANCIAL SERVICES, LLC | HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY

CRD#: 45995 / SEC#: 801-53584, 8-51290

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
690 Lee Road, Wayne, PA 19087
Mailing Address
690 Lee Road, Wayne, PA 19087
Phone number
(610) 386-4088
Established
Delaware since 10/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Part 2 Brochures

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC ADV PART 2A (3/30/2012)

Direct owners and executive officers


NamePositionCRD#
HARTFORD FUNDS MANAGEMENT GROUP, INCOWNER OF HARTFORD FUNDS DISTRIBUTORS, LLC
DIVALERIO, ANDREWFINOP, CONTROLLER, VICE PRESIDENT7634048
FROST, GREGORY A.CHAIRMAN OF THE BOARD, SR. MANAGING DIRECTOR2864924
FURLONG, AMY NICOLECHIEF FINANCIAL OFFICER, BOARD MANAGER, EXECUTIVE VICE PRESIDENT4835814
GARGER, WALTER FRANCISGENERAL COUNSEL AND MANAGING DIRECTOR4753411
JEFFERSON, KERAYA SHERIECHIEF COMPLIANCE OFFICER, VICE PRESIDENT5046523
JORENS, KATHLEEN ETREASURER, SENIOR VICE PRESIDENT6145607
MACKAY, JONATHAN ROBERTCHIEF EXECUTIVE OFFICER, PRESIDENT3136624
MELCHER, JOSEPH GARYAML OFFICER, EXECUTIVE VICE PRESIDENT3152206
SWANSON, MARTIN ALLENCHIEF MARKETING OFFICER, VICE PRESIDENT1414020

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995Wayne, PA 19087

TRUST BUT VERIFY

Monitor Zakir Khan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Jeffrey Michael Kropp
Jeffrey KroppAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Chadds Ford, PA
Dustin Michael Willing
Dustin WillingAdvisorCheck Check Mark
KESTRA ADVISORY SERVICES, LLC
IAR
RR
Wayne, PA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics