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FIRM PROFILE
Overview
HARTFORD FUNDS DISTRIBUTORS, LLC is located at 690 Lee Road, Wayne, PA 19087 and was first established at Philadelphia, Delaware in 10/01/2001. After operating for 24 years, HARTFORD FUNDS DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HARTFORD FUNDS DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HARTFORD FUNDS DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HARTFORD FUNDS DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HARTFORD FUNDS DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HARTFORD FUNDS DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HARTFORD FUNDS DISTRIBUTORS, LLC Comes From
Understanding the Statistics for HARTFORD FUNDS DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
690 Lee Road, Wayne, PA 19087
690 Lee Road, Wayne, PA 19087
Medium
(610) 386-4088
Delaware since 10/01/2001
Limited Liability Company
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HARTFORD FUNDS MANAGEMENT GROUP, INC | OWNER OF HARTFORD FUNDS DISTRIBUTORS, LLC | ||
| DIVALERIO, ANDREW | FINOP, CONTROLLER, VICE PRESIDENT | 7634048 | |
| FROST, GREGORY A. | CHAIRMAN OF THE BOARD, SR. MANAGING DIRECTOR | 2864924 | |
| FURLONG, AMY NICOLE | CHIEF FINANCIAL OFFICER, BOARD MANAGER, EXECUTIVE VICE PRESIDENT | 4835814 | |
| GARGER, WALTER FRANCIS | GENERAL COUNSEL AND MANAGING DIRECTOR | 4753411 | |
| JEFFERSON, KERAYA SHERIE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5046523 | |
| JORENS, KATHLEEN E | TREASURER, SENIOR VICE PRESIDENT | 6145607 | |
| MACKAY, JONATHAN ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT | 3136624 | |
| MELCHER, JOSEPH GARY | AML OFFICER, EXECUTIVE VICE PRESIDENT | 3152206 | |
| SWANSON, MARTIN ALLEN | CHIEF MARKETING OFFICER, VICE PRESIDENT | 1414020 |
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Advisor's working at HARTFORD FUNDS DISTRIBUTORS, LLC
Darlene Elizabeth La Bree
Jane Dahill Flanigan
Mark Andrew Stevens
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