MB
Mario Q. Brown
IP FINANCIAL ADVISORY SERVICES LLC
Charlotte, NC 28210
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CRD#: 7541223
MB
Professional summary
Mario Quentez Brown, who also goes by Mario Quentez Brown, Mario Brown, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Charlotte, North Carolina and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Mario has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mario Quentez Brown | Mario Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Army Reservist; I report one weekend a month to battle assembly; 3193 Gun Club Rd, West Palm Beach, FL 33406; Start Date 10/2014; Role/Title: Non Commissioned Officer; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] ARMY RESERVE POSITION: Soldier NATURE: I report one weekend a month to battle assembly INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2014 ADDRESS: 3193 Gun Club Rd, West Palm Beach FL 33406, United States DESCRIPTION: Assists the unit commander in element readiness. VALENCIA COLLEGE POSITION: Educator/Instructor NATURE: Not investment related; 3 hours per month; 0 hours per month during securities trading hours; Teach business related courses per semester when needed. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2021 ADDRESS: 1800 S Kirkman Rd, Orlando FL 32811, United States DESCRIPTION: Meets with students to teach business related courses online.
CRS (Client Relationship Summary) - RIA
Click below to view Mario Quentez Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 5950 Fairview Road, Suite 140, Charlotte, NC 28210RIA
CRD#: 305772
Charlotte, NC
Current
October 27, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
May 7, 2024 - September 19, 2025
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GREENSBORO, NC
Past
May 7, 2024 - September 19, 2025
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GREENSBORO, NC
Past
March 17, 2023 - May 6, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHARLOTTE, NC
Past
March 17, 2023 - May 6, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHARLOTTE, NC
Past
August 25, 2022 - February 8, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MAITLAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(10/28/2025)
RR
North Carolina(10/30/2025)
RR
South Carolina(10/27/2025)
IAR
South Carolina(10/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/20/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/25/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
