Mario Brown
Professional summary
Mario Brown, who also goes by Mario Quentez Brown, Mario Brown, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Charlotte, North Carolina and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Mario has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mario Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 5950 Fairview Road, Suite 140, Charlotte, NC 28210October 27, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210May 7, 2024 - September 19, 2025
VALIC FINANCIAL ADVISORS, INC.
May 7, 2024 - September 19, 2025
VALIC FINANCIAL ADVISORS, INC.
March 17, 2023 - May 6, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2023 - May 6, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 2022 - February 8, 2023
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2025)
(10/30/2025)
(10/27/2025)
(10/28/2025)
Exams
Series 7TO
Date: 3/20/2023
General Securities Representative ExaminationSeries 6TO
Date: 8/25/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
