Kyle L. Prieto
Professional summary
Kyle Louis Prieto, who also goes by Kyle Prieto, is a registered financial professional currently at REGIONS SECURITIES LLC located in Charlotte, North Carolina.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2024. Kyle has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Louis Prieto's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2024 - Present
REGIONS SECURITIES LLC
Office #1: 615 South College Street, Charlotte, NC 28202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
Exams
Series 79TO
Date: 5/17/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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