DC
Darren Chen
SEI INVESTMENTS MANAGEMENT CORP
Oaks, PA 19456
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CRD#: 7535692
DC
Professional summary
Darren Chen is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in Oaks, Pennsylvania.
Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Darren has worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Philadelphia, PA 19110. Nature of Business: RIA. Position: Financial Consultant. Start Date 4/2022. Hours per Month: 160. Hours per Month During Trading Hours:160. Investment Related Activities. Florida Financial Advisors (DBA Tristate Financial Advisors). Not investment Related. Philadelphia, PA 19110. Nature of Business: Fixed Insurance Sales. 4/2022. Hours per Month: 10 hours during trading. Duties: fixed insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Darren Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2023 - Present
SEI INVESTMENTS MANAGEMENT CORP
Office #1: One Freedom Valley Drive, Oaks, PA 19456RIA
CRD#: 105146
Oaks, PA
Past
April 11, 2022 - December 14, 2022
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Philadelphia, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR
CRD#: 105146 / SEC#: 801-24593
RIA
Registered Investment Advisory firm - (6/27/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR
CRD#: 105146 / SEC#: 801-24593
RIA
Registered Investment Advisory firm - (6/27/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
Phone number
(610) 676-1000
Established
Firm type
Fiscal year end
# of Employees
447
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
