Andrue J. Nicholas

THE ASCENT GROUP

Wayne, PA 19087

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CRD#: 7530934

Professional summary

Andrue Joseph Nicholas, who also goes by Andrue Nicholas, is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Wayne, Pennsylvania.

Andrue is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Andrue has worked at 1 firm and has passed the Series 63 and Series 65 exams.

At a Glance

Always Fiduciary

Aliases

Andrue Nicholas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrue Joseph Nicholas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

THE ASCENT GROUP, LLC

Office #1: 119 W Wayne Ave, Wayne, PA 19087

RIA

CRD#: 314424

Wayne, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/30/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/9/2026

Uniform Investment Adviser Law Examination

Current Firm

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

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Contact information

Main Address

192 Ballard Court Suite 400, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 499-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE ASCENT GROUP, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,304
AUM (Assets Under Management)	$ 4,933,296,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrue J. Nicholas

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrue Joseph Nicholas's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ASCENT GROUP, LLC

Primary Firm SEC Registration

THE ASCENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/30/2026

Series 65

Date: 7/9/2026

Current Firm

THE ASCENT GROUP, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ASCENT GROUP, LLC

TRUST BUT VERIFY

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