Thomas W. Hazelhoff

WORTH ADVISORS

Charlotte, NC 28203

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CRD#: 7527855

Professional summary

Thomas William Hazelhoff, who also goes by Thomas Hazelhoff, Tom William Hazelhoff, is a registered financial advisor currently at WORTH ADVISORS located in Charlotte, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Thomas has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Hazelhoff | Tom William Hazelhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.05/05/2025 - Consumers Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 05-05-25 - 160 Hrs/Mth - 160 Hrs During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Hazelhoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

WORTH ADVISORS

Office #1: 2020 S. Tryon Street Suite 2b, Charlotte, NC 28203

RIA

CRD#: 156564

Charlotte, NC

Past

May 15, 2025 - June 11, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

KALAMAZOO, MI

Past

May 15, 2025 - June 11, 2025

LPL FINANCIAL LLC

CRD#: 6413

KALAMAZOO, MI

Past

February 7, 2025 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

KALAMAZOO, MI

Past

November 20, 2024 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

KALAMAZOO, MI

Past

August 16, 2024 - August 26, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

MATTAWAN, MI

Past

June 6, 2024 - August 26, 2024

M HOLDINGS SECURITIES, INC.

CRD#: 43285

MATTAWAN, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/6/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/15/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/6/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/13/2024

Securities Industry Essentials Examination

Current Firm

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

2020 S. Tryon Street Suite 2b, Charlotte, NC 28203

Mailing Address

Phone number

(704) 731-0121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,370
AUM (Assets Under Management)	$ 232,915,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Hazelhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Hazelhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

WORTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/2025

Series 65

Date: 8/15/2024

Series 7TO

Date: 6/6/2024

SIE

Date: 3/13/2024

Current Firm

WORTH ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ADVISORS

TRUST BUT VERIFY

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