Karl J. Schmidt
Professional summary
Karl Joseph Schmidt, who also goes by Karl Schmidt, is a registered financial professional currently at BLACKROCK EXECUTION SERVICES located in New York, New York.
Karl is registered as a RR (Registered Representative) and started their career in finance in 2022. Karl has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Joseph Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
BLACKROCK EXECUTION SERVICES
Office #1: 50 Hudson Yards, New York, NY 10001May 24, 2022 - January 9, 2024
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2024)
(1/9/2024)
(1/9/2024)
(1/9/2024)
Exams
Series 7TO
Date: 5/24/2022
General Securities Representative ExaminationFINRA
Current Firm
BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| DEVICO, JOSEPH GEORGE | DIRECTOR | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | DIRECTOR | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | DIRECTOR | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| VILLACORTA, ROLAND ESTEBAN | DIRECTOR | 2566073 |
Red Flags
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